CONFIRMATIONS

VIA INTERNET E-MAIL

OR FACSIMILE

 

FOR
INVESTORVIEW ACCESS

 

Dear Valued Customer:

 

Southwest Securities has developed a new service to send your Trade Confirmations via Internet Email. This enhances our already available service of receiving confirms by facsimile.  In utilizing either of these services, you will be able to receive your trade confirms on the same day of the trade and eliminate the wait associated with receiving them via the US Mail.

 

Upon receiving your written request by email or fax to establish this service for you, our New Accounts Department will input and retain your email address or fax number and cease sending you a confirm via US Mail.

 

Full Account Name:

_________________________________________________________

Account Number:

_________________________________________________________

Current Mailing Address

to which confirms are sent:

_________________________________________________________

Email Address:

_________________________________________________________

-or-

Fax Number:

_________________________________________________________

 

 

I hereby give my consent for Southwest Securities, Inc. (“Southwest”) to send confirmations of trades for the above-referenced account by the electronic means designated above.   I agree to inform Southwest promptly in the event that this electronic information is changed or becomes inactive.  This consent to receive account information by electronic means will remain effective until revoked by me in writing delivered to __________________.  I understand that Southwest may elect to return to sending account information via U.S. Mail at any time without providing notice to me of such change, and agree to inform Southwest promptly in writing of any change in my mailing address.

 

 

(x) _____________________________

(x) _____________________________

____________

Customer Signature

Customer Signature (if joint account)

Date

 

Printed Name:

_____________________________________

Title (if applicable):

_____________________________________

 

 

 *In order for third parties, such as your CPA, to receive your trade confirmations by facsimile, please complete the information on the following page.

 

MEMBER:  NEW YORK STOCK EXCHANGE

1201 ELM STREET, SUITE 3500, DALLAS, TEXAS 75270

(214) 651-1800


 

 

CONFIRMATIONS

VIA INTERNET E-MAIL

OR FACSIMILE

 

FOR
INVESTORVIEW ACCESS

 

Full Account Name:

_________________________________________________________

Account Number:

_________________________________________________________

 

First Interested Party Confirm

Name:

_________________________________________________________

Address:

_________________________________________________________

 

_________________________________________________________

 

_________________________________________________________

Email Address:

_________________________________________________________

-or-

Fax Number:

_________________________________________________________

 

Second Interested Party Confirm

Name:

_________________________________________________________

Address:

_________________________________________________________

 

_________________________________________________________

 

_________________________________________________________

Email Address:

_________________________________________________________

-or-

Fax Number:

_________________________________________________________

 

I hereby give my consent for Southwest Securities, Inc. (“Southwest”) to send confirmations of trades for the above-referenced account by the electronic means designated above.   I agree to inform Southwest promptly in the event that this electronic information is changed or becomes inactive.  This consent to receive account information by electronic means will remain effective until revoked by me in writing delivered to __________________.  I understand that Southwest may elect to return to sending account information via U.S. Mail at any time without providing notice to me of such change, and agree to inform Southwest promptly in writing of any change in my mailing address.

 

(x) _____________________________

(x) _____________________________

____________

Customer Signature

Customer Signature (if joint account)

Date

 

Printed Name:

_____________________________________

Title (if applicable):

_____________________________________

 

MEMBER:  NEW YORK STOCK EXCHANGE

1201 ELM STREET, SUITE 3500, DALLAS, TEXAS 75270

(214) 651-1800